Stifel’s Diversified, Client-Centered Investment Approach

Serving as the Director/Investments with The CR Wealth Management Group at Stifel, David Stone is part of a 12-member team that engages with ultra high net worth private investors, as well as corporate and institutional clients. David and the team emphasize a diversified approach to asset allocation and take their client’s financial goals, preferences, and concerns into close consideration. While diversification and asset allocation do not ensure a profit or protection against loss, they can play a key role in establishing a sound investment strategy and reducing risk.

One unique aspect of Stifel’s client-driven approach is that there is no minimum portfolio requirement. Rather, the upward potential of the client is assessed from the beginning, with the understanding that many portfolios may be afforded the opportunity for growth potential through judicious planning and balanced allocation strategies. Through working with clients who have already amassed significant wealth, the firm recognizes that preservation of assets rather than capital growth may be paramount.

Providing the services of third-party independent money managers, the firm also pursues equity investment pathways as well as offers structured notes and exchange traded funds. In addition, each client receives tailored advice and service that include regular in-person meetings.

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Reduce Taxes Through Tax-Loss Swapping

David Stone joined the CR Wealth Management Group of Stifel as Director/Investments in 2016. At Stifel, David Stone and his team serve the interests of their clients by utilizing strategies such as tax swappin g. A strategic form of tax planning, tax-loss swapping involves the sale of investments that have experienced losses. In their place, investors purchase stocks from firms in sectors with equivalent foundations. When completing these transactions, investors must keep the IRS’s wash-sale rule in mind. This rule prohibits an investor from recognizing a loss on the sale of a security if he or she purchases a “substantially identical” security within 30 days before or after the sale. Since the IRS’ definition of what constitutes a “substantially identical” security is somewhat vague, you should consult your tax advisor before making a purchase. When employed effectively, the tax-swap strategy may allow investors to bolster the diversity of their portfolio. Moreover, it serves as ...

Hedge Funds - Leveraged Investment Strategies

As Director/Investments with The CR Wealth Management Group, David Stone oversees a wide range of financial management activities, with an emphasis on providing clients a secure income in their retirement years. David Stone and the advisors at Stifel provide a full host of third-party independent money management strategies, including private equity, exchange-traded funds (ETFs), and hedge funds. While hedge funds lack the liquidity of mutual funds, they offer Stifel clients a broader range of securities in which to invest. In addition to stocks, bonds, real estate, and other traditional investments, hedge funds enable the holding of futures, options, and other types of derivatives. Article provided by David Stone, Director/Investments with Stifel, Nicolaus & Company, Incorporated, member SIPC and New York Stock Exchange, who can be contacted in the New York, New York office at (212) 328-1000. Investors should be aware that hedge funds often engage in leverage, short-sellin...

How The CR Wealth Management Group Evaluates Client Situations

David Stone is Director/Investments of The CR Wealth Management Group of Stifel . As a member of the team within Stifel, David works with sophisticated clients to help them preserve capital and create stable wealth management plans. Service is a key aspect of the team’s offering, and it subscribes to the “Four Seasons” model, which was established by the luxury hotel chain to define how it provides its services to clients. Further, the team also works directly with clients to evaluate their current standings and provide timely updates that allow for the further development of strategies. Meetings are held with each client every financial quarter to provide updates on progress and examine new factors that could affect the tailored wealth management plans formulated for each client. Additionally, the team holds an investment meeting every year with each client to determine holistic strategies for the next fiscal year.

David Stone (Stifel) | Blogger

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